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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-20
NY RA APPROVED 2021-04-16
NJ RA APPROVED 2021-01-12
  • FL RA
    APPROVED
    Since 2024-08-20
  • NY RA
    APPROVED
    Since 2021-04-16
  • NJ RA
    APPROVED
    Since 2021-01-12

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

West Islip, NY • United States

5701 Main St, New Port Richey, FL 34652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securites (Usa) Inc. Levittown NY 01/2016 01/2021
Hsbc Bank Usa, N.A. Levittown NY 08/2016 01/2021
Ameriprise Financial Services, Llc Hauppauge NY 01/2021 Present
  • 01/2016 → 01/2021
    Hsbc Securites (Usa) Inc.
    Levittown, NY
  • 08/2016 → 01/2021
    Hsbc Bank Usa, N.A.
    Levittown, NY
  • 01/2021 → Present
    Hauppauge, NY
Previous Registrations
  • 2012-06-19 → 2021-01-25
    Syosset, NY
    Huntington, NY
    Syosset, NY
    Levittown, NY
    Rockville Centre, NY
    Merrick, NY
    Oyster Bay, NY
    Jericho, NY
    Syosset, NY
    Carle Place, NY
    Levittown, NY
    Cedarhurst, NY
    Merrick, NY
    Bay Shore, NY
    Huntington, NY
    Syosset, NY
  • 2010-06-25 → 2012-06-11
    First Midwest Securities, Inc.
    Bay Shore, NY
  • 2009-04-20 → 2010-02-12
    Chase Investment Services Corp.
    Huntington, NY
    Fort Salonga, NY
Other Businesses

Business Ownership; Lawrence E Sienkiewicz INC>; president; Consulting; 680 Pat Drive, , Werst Islip, NY, 11795; Not Investment-Related; 01/01/2012; 0 hours per month; 0 during trading hours. Outside Employment; certainty of uncertainty, LLC.; employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 veterans memorial highway, , hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-16
S63 Uniform Securities Agent State Law Examination 1993-05-05
  • S65 Uniform Investment Adviser Law Examination
    2009-04-16
  • S63 Uniform Securities Agent State Law Examination
    1993-05-05
Other Names
  • Lawrence E. Sienkiewicz
  • Lawrence Edward Sienkiewicz

View on SEC IAPD

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