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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-20 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2021-01-12 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
West Islip, NY • United States
5701 Main St, New Port Richey, FL 34652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securites (Usa) Inc. | Levittown | NY | 01/2016 | 01/2021 |
| Hsbc Bank Usa, N.A. | Levittown | NY | 08/2016 | 01/2021 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 01/2021 | Present |
Business Ownership; Lawrence E Sienkiewicz INC>; president; Consulting; 680 Pat Drive, , Werst Islip, NY, 11795; Not Investment-Related; 01/01/2012; 0 hours per month; 0 during trading hours. Outside Employment; certainty of uncertainty, LLC.; employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 veterans memorial highway, , hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-05 |
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