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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-30 |
| IN | RA | APPROVED | 2023-11-30 |
Branch Locations
600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 06/2009 | 05/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2022 | 09/2023 |
| First Merchants Investment Services | Indianapolis | IN | 10/2022 | 09/2023 |
| Cetera Investment Advisers Llc | Indianapolis | IN | 10/2022 | 09/2023 |
| First Merchants Private Wealth Advisors | Carmel | IN | 05/2022 | 10/2022 |
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 09/2023 | Present |
1. Indiana Secretary of State - Notary Public; 200 West Washington Street Indianapolis IN 46204; Notary Public; 01/01/2019; 1.00hr/year; During securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-27 |
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