James Warren Steffen

Current Employers

Employment History

• 12/2002 → 02/2018
  Lpl Financial Llc
  Ramsey, MN
• 02/2018 → Present
  Lasalle Street Securities Llc
  Elmhurst, IL
• 02/2018 → Present
  Trott Brook Financial, Llc
  Ramsey, MN
• 11/1999 → Present
  Trott Brook Financial, Inc.
  Ramsey, MN
• 06/1991 → Present
  Jim Steffen, Sole Proprietor
  Ramsey, MN
• 12/2013 → 02/2018
  Lpl Financial Llc
  Ramsey, MN

Previous Registrations

• 2013-12-20 → 2018-02-23
  Lpl Financial Llc
  Ramsey, MN
  Big Lake, MN
  Maple Grove, MN
  Ramsey, MN
  Isanti, MN
  Coon Rapids, MN

Other Businesses

1. 11/15/2002 - TROTT BROOK FINANCIAL - INV REL - AT REPORTED LOCATION - DBA Trott Brook Financial Investment Advisory business not affiliated with LaSalle St Securities LLC 2. 12/10/2002: NON-VARIABLE INSURANCE - OUTSIDE SALES OF NON-VARIABLE INSURANCE. - RAMSEY, MN. 3. NO BUSINESS NAME - NOT INV REL - 40205 N. 26th St Cave Creek, AZ 85331 - VACATION RENTAL 4.Finance Chair and Board Member for Achieve Services 5. LaSalle St Securities L.L.C.; Ramsey, MN; Investment Related; Registered Representative; Broker/Dealer product sales; Approximately 5% of time spent; Started 02/2018. 6. Jim Steffen, Sole Proprietor; Ramsey, MN; Investment Related; Insurance Agent; Fixed Insurance Sales; Less than 1% of time spent; Started 06/1991. 7. Achieve Services; Blaine, MN; Not Investment Related; Treasurer; Employment opportunities for disabled adults; Approximately 1% of time spent; Started 01/2018.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-27

Designations

Other Names

• James W Steffen