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Charles Robert Dale

Cibc Private Wealth Advisors, Inc.

Chicago, IL

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-27
FL RA APPROVED 2023-03-23
OH RA APPROVED 2023-02-24
KS RA APPROVED 2023-02-16
MI RA APPROVED 2023-02-16
MO RA APPROVED 2023-02-16
WI RA APPROVED 2023-02-16
CA RA APPROVED 2001-12-10
TX RA APPROVED_RES 2001-01-01
IL RA APPROVED 2000-12-22
  • AZ RA
    APPROVED
    Since 2023-03-27
  • FL RA
    APPROVED
    Since 2023-03-23
  • OH RA
    APPROVED
    Since 2023-02-24
  • KS RA
    APPROVED
    Since 2023-02-16
  • MI RA
    APPROVED
    Since 2023-02-16
  • MO RA
    APPROVED
    Since 2023-02-16
  • WI RA
    APPROVED
    Since 2023-02-16
  • CA RA
    APPROVED
    Since 2001-12-10
  • TX RA
    APPROVED_RES
    Since 2001-01-01
  • IL RA
    APPROVED
    Since 2000-12-22

Branch Locations

181 W Madison Street 36Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stein Roe Investment Counsel, Inc. Chicago IL 03/2004 Present
  • 03/2004 → Present
    Stein Roe Investment Counsel, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-14
S63 Uniform Securities Agent State Law Examination 1993-06-25
  • S65 Uniform Investment Adviser Law Examination
    1998-08-14
  • S63 Uniform Securities Agent State Law Examination
    1993-06-25
Designations

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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