Albert Telin Niu

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-02-16
NY	RA	APPROVED	2021-10-26

NJ RA
APPROVED

Since 2023-02-16
NY RA
APPROVED

Since 2021-10-26

Branch Locations

Hollis, NY • United States

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

1251 Avenue Of The Americas 2Nd Floor, New York, NY 10020 • United States

Cliffside Park, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	04/2001	Present

04/2001 → Present

Ubs Financial Services Inc.

New York, NY

Other Businesses

NY M&A; Partnership; Real estate; Partner; Evaluate potential real estate assets for personal investment; Cliffside Park, NJ; Start date: 12/1/2018

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-23

S63 Uniform Securities Agent State Law Examination

1994-03-23

View on SEC IAPD