James Edward Dzikowski

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → Present
  Stifel, Nicolaus & Company, Incorporated
  Florham Park, NJ

Previous Registrations

• 1999-07-08 → 2007-08-21
  Ryan Beck & Co.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

1. Rental property; Lake Harmony PA 18624; rental; owner; none, wife handles it; 01/26/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-18
• S63 Uniform Securities Agent State Law Examination
  1993-06-02

Other Names

• Jim Dzikowski