James Edward Dzikowski

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-01-28
FL	RA	APPROVED	2007-08-21
NJ	RA	APPROVED	2007-08-21

TX RA
APPROVED_RES

Since 2021-01-28
FL RA
APPROVED

Since 2007-08-21
NJ RA
APPROVED

Since 2007-08-21

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Florham Park	NJ	08/2007	Present

08/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Florham Park, NJ

Previous Registrations

1999-07-08 → 2007-08-21

Ryan Beck & Co.

Florham Park, NJ

Florham Park, NJ

Other Businesses

1. Rental property; Lake Harmony PA 18624; rental; owner; none, wife handles it; 01/26/2024; 0.00hrs/day; Not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-18
S63	Uniform Securities Agent State Law Examination	1993-06-02

S65 Uniform Investment Adviser Law Examination

1999-05-18
S63 Uniform Securities Agent State Law Examination

1993-06-02

Other Names

Jim Dzikowski

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews