Mark Charles Hamm

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-02-06
WI	RA	APPROVED	2005-11-25

TX RA
APPROVED_RES

Since 2018-02-06
WI RA
APPROVED

Since 2005-11-25

Branch Locations

125 E. Water Street, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co., Inc.	West Bend	WI	11/2005	Present

11/2005 → Present

Stifel Nicolaus & Co., Inc.

West Bend, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-20
S63	Uniform Securities Agent State Law Examination	1993-05-06

S65 Uniform Investment Adviser Law Examination

2006-06-20
S63 Uniform Securities Agent State Law Examination

1993-05-06

View on SEC IAPD

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