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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-01-02
  • NC RA
    APPROVED
    Since 2009-01-02

Branch Locations

1213 Culbreth Drive Suite 219, Wilmington, NC 28405 • United States

Wilmington, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Charlotte NC 08/2000 Present
Jf Brosnan Llc Wilmington NC 08/2007 Present
Raymond James Financial Services Advisors, Inc Charlotte NC 01/2009 Present
John Brosnan & Kim Brosnan Proprietors Wilmington NC 02/2007 Present
  • 08/2000 → Present
    Raymond James Financial Services, Inc.
    Charlotte, NC
  • 08/2007 → Present
    Jf Brosnan Llc
    Wilmington, NC
  • 01/2009 → Present
    Charlotte, NC
  • 02/2007 → Present
    John Brosnan & Kim Brosnan Proprietors
    Wilmington, NC
Other Businesses

(1)Name of Business: JF Brosnan LLC Address: 1213 Culbreth DR PMB 219, Wilmington, NC, 28405, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 08/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bussiness entity for independent brokerage arangement (2)Name of Business: John Brosnan & Kim Brosnan proprietors Address: 6310 Greenville Sound Rd, Wilmington, NC, 28409, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/20/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Renting home to tenants on yearly basis. Buying another home in my neighborhood. I moved homes and I am renting my previous home 3907 Malabar Run. . We now rent out 2009 Cane Island Place. (3)Name of Business: Townes of Summerwalk HOA Address: In Neighborhood or meeting at Library or elementary school, Wilmington, NC, 28409, United States Activity Type: Non profit Position/Title: Officer - Vice President, Officer - Treasurer, Board Member, Officer - President, Officer - Secretary Investment Related: Yes Start Date: 01/19/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am considering serving on the board of neighborhood HOA. We recently had several members resign. I own two homes in the neighborhood. I am also going to have to fill in on the board for The Cottages at Summerwalk, another HOA within the same neighborhood. I will not sign for anything or have any financial positions on either board seat.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-23
S63 Uniform Securities Agent State Law Examination 1993-09-03
  • S66 Uniform Combined State Law Examination
    2000-10-23
  • S63 Uniform Securities Agent State Law Examination
    1993-09-03

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