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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-08 |
| TX | RA | APPROVED_RES | 2001-11-27 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
2205 E Empire St, Bloomington, IL 61704 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | IL | 03/1993 | Present |
| Bank Of America, Na | Bloomington | IL | 12/2009 | Present |
I*416358, Entity Type: Entity Charitable, Name of OBA: University of Iowa Endowment Center For Advancemen, Address: Iowa City, Iowa 52242, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/02/2020, No Hours: 1, No Hours during trading: 0, Duties: I have set up an educational scholarship fund for business students at the University of Iowa. I do not make any investment decisions as to how the funds are invested. Each year, an eligible student receives a small amount from the scholarship.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-17 |
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