David Brian Test

Current Employers

Employment History

• 01/2009 → 07/2021
  Northwestern Mutual Investment Services, Llc
  Dallas, TX
• 08/2015 → 09/2019
  Lft Club Management Company Llc
  Plano, TX
• 10/2021 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 10/2021 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 10/2021 → 09/2025
  Avantax Insurance Agency, Llc
  Dallas, TX
• 03/2021 → Present
  Ymca
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Frisco, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-11-09 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Frisco, TX
• 2009-05-12 → 2021-08-12
  Northwestern Mutual Investment Services, Llc
  Dallas, TX

Other Businesses

1) PHOENIX RETIREMENT SERVICES POSITION: Owner NATURE: sell securities, this is the name I've given my practice INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2021 ADDRESS: 10302 Joy Dr, Frisco TX 75035, United States DESCRIPTION: sell, service, and do financial planning for clients 2) DAVID TEST POSITION: insurance agent NATURE: currently receiving commission trails from past insurance policy sales.No current sales activity, prospecting or sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 10302 Joy Dr, Frisco TX 75035, United States DESCRIPTION: financial services 3) YMCA POSITION: group fitness instructor NATURE: A couple of times/wk outside of normal business hours, I lead members through a fitness class INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 4332 northaven rd, Dallas TX 75229, United States DESCRIPTION: show up on time, prep room, come prepared, friendly and engaging with members, instruct in proper form 4) VISTA PROPERTIES RJD, LLC POSITION: member NATURE: set to possibly one day hold a family vacation property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 10302 Joy, Frisco TX 75035, United States DESCRIPTION: there is nothing in this LLC so there aren't any duties or responsibilities other than an annual NM state filing 5) FRISCO ATHLETIC CENTER POSITION: group fitness instructor NATURE: lead group fitness classes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/21/2024 ADDRESS: 5828 nancy jane ln, Dallas TX 75230-1720, United States DESCRIPTION: provide a positive instructional class environment for fitness 6) 5) AQUA ADVENTURES LLC POSITION: Sole member NATURE: LLC is set up to purchase and hold boats for rental purposes. It is being purchase within the Moorings boat ownership program, they will handle all charter bookings. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 10302 Joy, Frisco TX 75035, United States DESCRIPTION: The purpose of the LLC is a boat purchase, I will have little to no duties or responsibilities after that.

Exams

• S66 Uniform Combined State Law Examination
  2009-05-10
• S63 Uniform Securities Agent State Law Examination
  2004-03-24