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Kelly Petrocella

Raymond James & Associates, Inc.

Farmington Hills, MI

West Bloomfield, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
MI RA APPROVED 2014-08-04
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • MI RA
    APPROVED
    Since 2014-08-04

Branch Locations

27555 Executive Dr Suite 150, Farmington Hills, MI 48331 • United States

West Bloomfield, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Farmington Hills MI 08/2014 Present
Previous Registrations
  • 2008-12-02 → 2014-08-11
    Ubs Financial Services Inc.
    Birmingham, MI
  • 2007-04-02 → 2008-11-10
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-08-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
    Birmingham, MI
  • 2004-07-19 → 2005-05-03
    Ameriprise Advisor Services, Inc.
    Detroit, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-22
S63 Uniform Securities Agent State Law Examination 2001-08-31
  • S65 Uniform Investment Adviser Law Examination
    2002-11-22
  • S63 Uniform Securities Agent State Law Examination
    2001-08-31
Designations
Other Names
  • Kelly Marie Capaldi

View on SEC IAPD

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