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Mark Andrew Stevens

Hartford Funds

Wayne, PA

Mason, OH

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Current Employers
Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-01-23
  • OH RA
    APPROVED
    Since 2015-01-23

Branch Locations

690 Lee Road, Wayne, PA 19087 • United States

Mason, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Wayne PA 12/2012 Present
Hartford Funds Management Company, Llc Wayne PA 10/2013 Present
  • 12/2012 → Present
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 10/2013 → Present
    Hartford Funds Management Company, Llc
    Wayne, PA
Previous Registrations
  • 2013-10-28 → 2014-12-31
    Hartford Funds
    Mason, OH
    Wayne, PA
  • 2002-07-29 → 2003-10-03
    Invesmart Advisors Inc
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-26
S63 Uniform Securities Agent State Law Examination 2008-07-09
  • S65 Uniform Investment Adviser Law Examination
    2014-02-26
  • S63 Uniform Securities Agent State Law Examination
    2008-07-09

View on SEC IAPD

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ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA

More in Wayne, PA

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