Julie Kathleen Mize

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  U.S. Bancorp Investments, Inc.
  Minneapolis, MN
• 11/2021 → Present
  Ubs Financial Services Inc
  Bloomington, MN

Previous Registrations

• 2013-01-15 → 2021-11-05
  U.S. Bancorp Investments, Inc.
  Minneapolis, MN
  Edina, MN
  Edina, MN

Other Businesses

1) NORWEX USA, INC; NOT INVESTMENT-RELATED; 800 W BETHEL ROAD, SUITE 100, COPPELL, TX 75019; CLEANING SUPPLIES; SALES REP; 4/1/2016; 8 HOURS/MONTH; 0 HOURS/TRADING; EDUCATION AND SALES OF PRODUCTS. 2) LUNDS AND BYERLYS; NOT INVESTMENT-RELATED; RICHFIELD, MN; GROCERY; CASHIER; 8/25/2018; 60-80 HOURS/MONTH; 0 HOURS/TRADING; CASHIER.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-14
• S65 Uniform Investment Adviser Law Examination
  1996-06-06
• S63 Uniform Securities Agent State Law Examination
  1996-03-14

Other Names

• Julie Kathleen Baker
• Julie Kathleen Poehling