Daniel Kenneth Sabol

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 01/2019 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2004-05-24 → 2015-01-02
  Concord Asset Management
  Chicago, IL

Other Businesses

I*776245 For profit or not for profit: Entity Charitable Name of outside business organization: America Israel Chamber of Commerce Chicago Investment related: N Address of business: Chicago, Illinois, 60654 Nature of business: ["Charitable Organization"] Position, title, association: ["Director"], Start date of relationship: 3/31/2022 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , Serve as a director - President Emeritus

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-01-22
• S65 Uniform Investment Adviser Law Examination
  2004-05-21