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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-08 |
Branch Locations
4966 El Camino Real Ste 125, Los Altos, CA 94022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St.LOuis | MO | 06/2018 | Present |
| Golden Gate University | San Francisco | CA | 08/2016 | 12/2016 |
| Bpm Llp | Palo Alto | CA | 01/2017 | 04/2017 |
| Golden Gate University | San Francisco | CA | 05/2017 | 12/2017 |
| Unemployed | East Palo Alto | CA | 01/2018 | 05/2018 |
FINRA Type of business: Regulatory New York, NY Start date: 1/20/2026 Non-public Arbitrator Hours per week: 1 Hours during trading: 1 Desc: Recently approved to be on FINRA's roster to serve as a non-public arbitrator for dispute resolution cases. Anticipate serving once or twice per year on a three-person panel.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-19 |
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