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Sherre Barber

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

8111 Preston Road Suite #230, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Dallas TX 05/2011 Present
Previous Registrations
  • 2011-05-23 → 2012-10-01
    Chase Investment Services Corp.
    Dallas, TX
  • 2011-05-02 → 2011-05-25
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 2005-07-06 → 2011-05-11
    Chase Investment Services Corp.
    Dallas, TX
    Dallas, TX
  • 1993-07-09 → 2005-07-06
    Banc One Securities Corporation
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-29
S63 Uniform Securities Agent State Law Examination 1993-05-14
  • S65 Uniform Investment Adviser Law Examination
    1997-01-29
  • S63 Uniform Securities Agent State Law Examination
    1993-05-14
Other Names
  • Sherre Anne Barber

View on SEC IAPD

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