John Duke Woltemate

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 08/2001 → Present
  Cuna Mutual Insurance Society
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Houston, TX
• 07/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Houston, TX

Previous Registrations

• 2022-05-18 → 2025-08-05
  Lpl Financial Llc
  Sugar Land, TX
  Houston, TX
• 2001-08-23 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Sugar Land, TX
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-26
• S63 Uniform Securities Agent State Law Examination
  1993-05-18

Other Names

• John Duke Woltemate