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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

New Kensington, PA • United States

4000 Hempfield Plaza Blvd Ste 980, Greensburg, PA 15601 • United States

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mademoiselle Pittsburgh PA 02/1990 Present
Metropolitan Life Insurance Company Pittsburgh PA 09/1992 11/2017
Metlife Securities Inc. Pittsburgh PA 09/1992 11/2017
Mml Investors Services, Llc Delmont PA 03/2017 11/2017
Prudential Insurance Company Of America Greenburg PA 11/2017 Present
Pruco Securities, Llc. Greenburg PA 11/2017 11/2024
Lpl Enterprise, Llc Greensburg PA 11/2024 Present
  • 02/1990 → Present
    Mademoiselle
    Pittsburgh, PA
  • 09/1992 → 11/2017
    Metropolitan Life Insurance Company
    Pittsburgh, PA
  • 09/1992 → 11/2017
    Metlife Securities Inc.
    Pittsburgh, PA
  • 03/2017 → 11/2017
    Delmont, PA
  • 11/2017 → Present
    Prudential Insurance Company Of America
    Greenburg, PA
  • 11/2017 → 11/2024
    Greenburg, PA
  • 11/2024 → Present
    Greensburg, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-15
  • S63 Uniform Securities Agent State Law Examination
    1993-06-15

View on SEC IAPD

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