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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2014-03-04 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
100 Mill Plain Rd, Danbury, CT 06811 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 02/2014 | Present |
| Bolton Global Asset Management | Bolton | MA | 02/2014 | Present |
1) INVESTMENT ADVISOR REPRESENTATIVE OF BOLTON GLOBAL ASSET MANAGEMENT, DOING BUSINESS UNDER DOW WEALTH MANAGEMENT, LLC. INVESTMENT ADVISORY SERVICES. CONDUCTED FROM BRANCH LOCATION. THIS ROLE REPRESENTS THE ADVISORS FULL-TIME JOB AND IS BALANCED WITH BROKERAGE-BASED SERVICES. APPROVED FOR PROVIDING ADVISORY SERVICES THROUGH PAYCHEX, AS WELL AS JOHN HANCOCK. 2) FIXED INSURANCE SALES, LIFE, HEALTH, LONG-TERM CARE; CONDUCTED UNDER PERSONAL NAME. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. SPENDS 10 HOURS PER MONTH ON ACTIVITY OUTSIDE TRADING HOURS. TIM IS CONTACT PERSON.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-14 |
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