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Kenneth Souser

Wells Fargo Clearing Services, LLC

Dewitt, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
CA RA APPROVED 2020-09-11
NC RA APPROVED 2020-09-11
PA RA APPROVED 2020-09-11
  • NY RA
    APPROVED
    Since 2021-07-27
  • CA RA
    APPROVED
    Since 2020-09-11
  • NC RA
    APPROVED
    Since 2020-09-11
  • PA RA
    APPROVED
    Since 2020-09-11

Branch Locations

5789 Widewaters Pkwy 2Nd Fl, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Syracuse NY 08/2011 09/2020
Wells Fargo Clearing Services, Llc. Dewitt NY 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-12
S63 Uniform Securities Agent State Law Examination 1993-06-01
  • S65 Uniform Investment Adviser Law Examination
    1994-08-12
  • S63 Uniform Securities Agent State Law Examination
    1993-06-01
Other Names
  • Kenneth Iii Souser

View on SEC IAPD

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GREG JENNINGS, LLC · DEWITT, NY
LPL ENTERPRISE, LLC · DEWITT, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · DEWITT, NY
KOVACK ADVISORS, INC. · DeWitt, NY
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