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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-07-25 |
| TX | RA | APPROVED | 2018-07-20 |
Branch Locations
250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States
Mahwah, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | 07/2018 |
| Ameriprise Financial Services Inc | Saddle Brook | NJ | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Saddle Brook | NJ | 03/2020 | Present |
Board of Directors; Meadowlnds regional cahmber of commerce; Ex-officio; 201route 17 north 2nd floor, ,; Not Investment-Related; 05/30/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Felician University; REGENT; 2672 S Main Street Lodi New Jersey 07644, ,; Not Investment-Related; 02/04/2014; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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