John Alexander Cislo

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2018
  Bank Of America, N.A.
  Marshfield, MA
• 05/2016 → 03/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Marshfield, MA
• 03/2018 → 08/2023
  Tiaa
  Providence, RI
• 03/2018 → 08/2023
  Tiaa-Cref Individual & Institutional Services, Llc
  Providence, RI
• 11/2023 → Present
  Principal Life Insurance Company
  Duxbury, MA
• 11/2023 → Present
  Principal Securities, Inc.
  Duxbury, MA

Previous Registrations

• 2018-03-15 → 2023-08-02
  Tiaa-Cref Individual & Institutional Services, Llc
  Providence, RI
• 2016-05-19 → 2018-03-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Marshfield, MA
  Boston, MA
  Marshfield, MA
  Marshfield, MA
  Boston, MA
• 2015-07-28 → 2016-02-29
  Icapital, Llc
  Boston, MA
• 2010-05-01 → 2012-07-13
  Columbia Management Investment Advisers, Llc
  Minneapolis, MN
  Boston, MA
• 2008-02-01 → 2010-05-07
  Bofa Advisors, Llc
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2008-01-31
• S63 Uniform Securities Agent State Law Examination
  1993-07-22

Other Names

• John Alexander Cislo
• John A Cislo
• John Cislo