Sarah M Wisniewski

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2017
  The Atlantic Group
  New York, NY
• 02/2017 → 05/2017
  Northstar Securities
  Greenwood Village, CO
• 08/2016 → 05/2017
  Colony Northstar
  Los Angeles, CA
• 05/2017 → 06/2018
  Independent
  Los Angeles, CA
• 06/2018 → 03/2023
  Westpark Capital Inc.
  Los Angeles, CA
• 03/2023 → 06/2024
  Oak Ridge Financial Services Group, Inc
  Golden Valley, MN
• 06/2024 → 12/2024
  The Oak Ridge Financial Services Group, Inc.
  Golden Valley, MN
• 01/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Previous Registrations

• 2023-03-31 → 2024-12-16
  The Oak Ridge Financial Services Group, Inc.
  Golden Valley, MN
  Playa Del Rey, CA
• 2018-06-05 → 2023-03-30
  Westpark Capital, Inc.
  Los Angeles, CA
• 2012-12-05 → 2015-12-15
  National Planning Corporation
  El Segundo, CA
• 2012-01-18 → 2012-11-20
  Westpark Capital, Inc.
  Los Angeles, CA
• 2010-12-07 → 2012-02-27
  Strategic Wealth Advisors Group
  San Mateo, CA
• 2008-11-14 → 2009-10-01
  Associated Planners Investment Advisory Inc
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-05
• S63 Uniform Securities Agent State Law Examination
  1996-07-22

Other Names

• Sarah M Wisniewski
• Sarah Marie Wisniewski
• Sarah Marie Wisniewski
• Sarah Marie Corce