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Kristine Sue O'BRien

Wealth Transitions, LLC

Cincinnati, OH

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Current Employers
Wealth Transitions, Llc

Cincinnati, OH • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-05
OH RA APPROVED 2015-10-28
  • TX RA
    APPROVED_RES
    Since 2015-11-05
  • OH RA
    APPROVED
    Since 2015-10-28

Branch Locations

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Transitions, Llc Cincinnati OH 09/2015 Present
Previous Registrations
  • 2014-09-12 → 2015-10-02
    Crew Capital Management, Ltd.
    Cincinnati, OH
  • 2007-04-24 → 2011-11-21
    Haberer Registered Investment Advisor Inc
    Columbus, OH
  • 2002-10-25 → 2005-02-03
    Osaic Fa, Inc.
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-01
Other Names
  • Kristy S. O'BRien
  • Kristy Sue Obrien
  • Kristy Sue O'BRien

View on SEC IAPD

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