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Laura Marie Ray

Wells Fargo Clearing Services, LLC

Red Bank, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-13
  • NJ RA
    APPROVED
    Since 2022-04-13

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Red Bank NJ 02/2012 03/2022
Wells Fargo Clearing Services, Llc Oakhurst NJ 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-27
S63 Uniform Securities Agent State Law Examination 2006-06-19
  • S66 Uniform Combined State Law Examination
    2015-02-27
  • S63 Uniform Securities Agent State Law Examination
    2006-06-19
Other Names
  • Laura Marie Dzuna
  • Laura Marie Ray
  • Laura Marie Ray
  • Laura Marie Ray
  • Laura Marie Dzuna
  • Laura Ray

View on SEC IAPD

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