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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-01
CA RA APPROVED 2001-04-30
  • TX RA
    APPROVED_RES
    Since 2017-03-01
  • CA RA
    APPROVED
    Since 2001-04-30

Branch Locations

6300 Canoga Avenue Suite 1600, Woodland Hills, CA 91367 • United States

Northridge, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. OUTSIDE FIXED BUSINESS. 2. BOARD MEMBER, CALL ON JESUS.COM. 3. ADVISORY TEAM MEMBER, ETERNITY SPORTS ADVISORY TEAM. LOCATED AT: 19700 RINALD ST., PORTER RANCH, CA 91326. NOT INVESTMENT-RELATED. 4. TRUSTEE, IMMEDIATE FAMILY LIVING TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-21
S63 Uniform Securities Agent State Law Examination 1993-06-22
  • S65 Uniform Investment Adviser Law Examination
    2001-03-21
  • S63 Uniform Securities Agent State Law Examination
    1993-06-22

View on SEC IAPD

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