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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Parker | CO | 12/2017 | Present |
| 1492 Capital Management, Llc | Milwaukee | WI | 09/2015 | 06/2017 |
| Unemployed | Chicago | IL | 07/2017 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-06-07 |
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