Mark Stephen Catrabone

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24
PA	RA	APPROVED	2005-10-19

TX RA
APPROVED_RES

Since 2026-03-24
PA RA
APPROVED

Since 2005-10-19

Branch Locations

2702 Zuck Road S Suites 1 & 2, Erie, PA 16506 • United States

1312 Peninsula Drive, Erie, PA 16505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	10/2005	Present
Catrabone, Catrabone & Associates	Erie	PA	07/2011	Present

10/2005 → Present

Commonwealth Financial Network

Waltham, MA
07/2011 → Present

Catrabone, Catrabone & Associates

Erie, PA

Previous Registrations

2003-11-21 → 2005-10-14

Ameriprise Financial Services, Llc

Erie, PA

Other Businesses

1. Fixed Insurance Sales, as of 2011, 20% of time spent during business hours, Conducted at branch location; Investment related. 2. Co-Owner, Catrabone, Catrabone and Associates, LLC; a private entity established to facilitate securities and insurance business; as of 2011, 20% of time spent during business hours, Conducted at branch location; Investment related. 3. E Health; Medicare product referrals; as of 12/01/21; Less than 5% of time spent during business hours; not investment related; conducted at branch.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-11-17
S63	Uniform Securities Agent State Law Examination	1993-06-10

S65 Uniform Investment Adviser Law Examination

2003-11-17
S63 Uniform Securities Agent State Law Examination

1993-06-10

Other Names

Mark S Catrabone

View on SEC IAPD