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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-09 |
| LA | RA | APPROVED | 2015-12-22 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
2121 North Pearl Street Suite 500, Dallas, TX 75201 • United States
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dallas | TX | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
1.POSITIVE PICTURES, LLC; ENGAGED IN LIVE VIDEO PRODUCTION. ENTERTAINMENT COMPANY; 10 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 01/2013 2. TRANSIT MANAGEMENT OF SOUTHEAST LOUISIANA; ADMINISTER AND MANAGE PENSION FUND; 12/2012 3. *OBI - 558977 - WTTW Public Television ; Investment related - No ; Chicago, Illinois ; Civic/Community ; Advisory Board(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 2 ; After business hours : 2 ; To support and enhance the planned gifts program.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-01 |
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