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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 1999-09-09
  • DE RA
    APPROVED
    Since 1999-09-09

Branch Locations

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

3513 Concord Pike Suite 3200, Wilmington, DE 19803 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wilmington DE 09/2005 03/2020
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Wilmington, DE
Other Businesses

Real Estate Ownership; Single Family; 3203 Garrnet Place Wilmington DE, , ** not provided **, N/A, 00000; Investment-Related; 01/31/1984 / Single Family; 3212 Emerald Place Wilmington DE, , ** not provided **, N/A, 00000; Investment-Related; 01/13/1978 / Single Family; 1504 N. Broom St Wilmington DE, , ** not provided **, N/A, 00000; Investment-Related; 07/27/1984 / Single Family; 2803 Shipley Road, , Wilmington, DE, 19810; Investment-Related; 11/10/1991. Business Ownership; Other; Other; 67 Wilmington-West Chester Pike Chadds Ford, PA 19317, , ** not provided **, N/A, 00000; Not Investment-Related; 04/03/2014; 1 to 9 hours per month; 0 during trading hours / Other; Other; 3513 Concord Pike Wilmington, DE 19810, , ** not provided **, N/A, 00000; Not Investment-Related; 05/08/2015; 1 to 9 hours per month; 0 during trading hours / Other; Other; 1805 Foulk Road, Suite I Wilmington, DE 19810, , ** not provided **, N/A, 00000; Investment-Related; 06/06/2000; 1 to 9 hours per month; 0 during trading hours / Other; Other; 67 Wilmington-West Chester Pike Chadds Ford, PA 19317, , ** not provided **, N/A, 00000; Not Investment-Related; 04/03/2014; 1 to 9 hours per month; 0 during trading hours / Owner; Real Estate; 2803 Shipley Road, , Wilmington, DE, 19810; Not Investment-Related; 05/10/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Kimberlee M. O. LLC; Other; 3513 Concord Pike, Suite 1000, , Wilmington, DE, 19810; Investment-Related; 01/01/2020; 60 during trading hours; 40 to 59 hours per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-29
  • S63 Uniform Securities Agent State Law Examination
    1993-06-29
Other Names
  • Robin Orth

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