Scott Douglas Roetzel

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Independent Financial Group
  San Diego, CA

Other Businesses

ROETZEL COMPANY INCORPORATED POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 04/21/2011 ADDRESS: 2643 Idaho Avenue, Grand Island NE 68803, United States DESCRIPTION: 100% owner of DBA offering the sale of various types of fixed insurance products. ROETZEL COMPANY INCORPORATED POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 04/21/2011 ADDRESS: 222 N. 22nd Street, 141, Lincoln NE 68503, United States DESCRIPTION: 100% OWNER OF "ROETZEL COMPANY, INC." OFFERING SALES OF LIFE, ANNUITIES, ACCIDENT AND HEALTH INSURANCE SINCE 2011. NON-INVESTMENT RELATED. APPROXIMATELY 25% TIME SPENT. CONDUCTED AT BRANCH OFFICE ADDRESS OF RECORD.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-29
• S65 Uniform Investment Adviser Law Examination
  1999-10-28
• S63 Uniform Securities Agent State Law Examination
  1993-05-03