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Dean Horacio Correa

Wells Fargo Advisors Financial Network, LLC

San Jose, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-11-07
TX RA APPROVED_RES 2014-11-07
  • CA RA
    APPROVED
    Since 2014-11-07
  • TX RA
    APPROVED_RES
    Since 2014-11-07

Branch Locations

1091 Lincoln Ave, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc San Jose CA 11/2014 Present
Previous Registrations
Other Businesses

CORREA WEALTH MANAGEMENT, INVT RELATED, SAN JOSE, CA, 100% OWNERSHIP, START DATE 11/1/2014, 80 HRS PER MONTH, 3 HRS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-18
S63 Uniform Securities Agent State Law Examination 1993-05-28
  • S65 Uniform Investment Adviser Law Examination
    1993-06-18
  • S63 Uniform Securities Agent State Law Examination
    1993-05-28
Other Names
  • Dean Correa Horacio
  • Dean H Correa

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
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