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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-02 |
| CA | RA | APPROVED | 2003-08-08 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
4700 Stockdale Hwy Suite 106, Bakersfield, CA 93309 • United States
3010 W. Main Street, Suite B, Visalia, CA 93291 • United States
925 Highland Pointe Dr Ste 390, Roseville, CA 95678 • United States
1921 Palomar Oaks Way Ste 106, Carlsbad, CA 92008 • United States
1601 Carmen Dr., Ste 115, Camarillo, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fresno | CA | 08/2003 | Present |
1. 08/07/2009: THIESEN DUEKER GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 2. 08/07/2009: THIESEN DUEKER - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 3. 08/07/2009: THIESEN DUEKER FINANCIAL CONSULTING GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S). 4. 04/20/2012: TD GROUP - INV REL - Business Entity For Tax/Investment Purposes Only. 5. 05/12/2014: MJM FITNESS: CROSSFIT CERTUS - Not Investment Related - Other-Business Owner - Time Spent 5% - PARTNER IN A CROSSFIT GYM. ASSIST IN MAJOR DECISIONS WITH THE BUSINESS. 6. 10/02/2014: THIESEN DUEKER ENTERTAINMENT - NOT INV REL - LLC REGISTRATION ADDRESS: 7050 N. FRESNO STREET SUITE 105 FRESNO, CA 93720 - Other-LLC - Started 01/01/14 - 5 Hours Per Month/0 Hours During Securities Trading - PART OWNER - Independent Company to hold a limo bus. 7. 5/10/2016: Clovis Point Partners - Not Investment Related - 2940 E. Nees, Suites 107 and 109, Fresno, CA 93720 - Other-Restaurant-LLC - Started 04/01/2015 - 5 Hours Per Month/0 Hours During Securities Trading - LLC Holding Company for the Point Patio Bar and Bistro restaurant. 8. 8/26/2020 - Diversified Brokerage Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 08/27/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 9. 1/6/2022 - Brownstone Investment Partners LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 11/30/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 10. 09/14/2022 - 401(k) Specialists, a Division of Thiesen Dueker - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/07/2022 - 5 Hours Per Month/5 Hours During Securities Trading. 11. 08/21/2023 - T.D. Group - Investment Related - At Reportable Business Location - Thiesen Dueker Modern Wealth Management DBA for LPL Business (entity for LPL business) - Start Date 08/08/2023 - 160 Hours Per Month a40 Hours During Trading 12. 06/03/2026 - Thiesen Dueker - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/22/2026 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-27 |
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