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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Plano | TX | 07/2013 | 06/2021 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2021 |
| Charles Schwab & Co., Inc. | Westlake | TX | 03/2023 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 03/2023 | Present |
| Unemployed | Dallas | TX | 07/2021 | 02/2023 |
1) Semones YMCA | Investment Related:No|4332 Northaven Rd|Dallas|Texas|75229|United States|Nonprofit Charitable Organizations|Board of Management Member|9/20/2019|Less than 20|0|Member of the Board helping make decisions on everyday activities at the YMCA. Volunteer at different activities such as the Christmas party for communities supported by the Semones YMCA as well as other similar activities. No financial services or investment related responsibilities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-11 |
| S66 | Uniform Combined State Law Examination | 2001-03-20 |
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