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Elm Tree Capital Management LLC CRD 158018
$4.70M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Port Charlotte, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-11-03 |
| CT | RA | APPROVED | 2011-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elm Tree Capital Management, Llc | Bristol | CT | 01/2010 | 01/2019 |
| Key Corp | Cleveland | OH | 01/2011 | 07/2018 |
| Elm Tree Capital Management, Llc | Port Charlotte | FL | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-21 |
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