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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-10-30 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
2221 Washington St Ste 300, Newton, MA 02462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newton | MA | 10/2009 | Present |
| Bank Of America,N.A. | Newton | MA | 06/2011 | Present |
I*3818270 Entity Type: N/A Name of OBA: M A B Address: Duxbury, Massachusetts Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/10/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-22 |
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