Stephen Lee Schmidt

Employer firm

Meridian Financial Group, Inc. CRD 155067

$63.3M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Corporation
  Portland, OR
• 02/1999 → Present
  Meridian Financial Group, Inc.
  Portland, OR

Other Businesses

1. 3/30/2010 - NON-VARIABLE INSURANCE/SELL TERM LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE AND FIXED ANNUITIES. 3% OF TIME 2. 6/23/2010 - RIA/MERIDIAN FINANCIAL GROUP, INC./(HYBRID RIA) PROVIDE FINANCIAL PLANS AND ADVICE FOR HOURLY AND FIXED FEES. 2% OF TIME. 3. 10/20/2010 - REAL ESTATE RENTAL, RENTAL HOUSE, 3%. 4. 12/17/2012: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) / MERIDIAN FINANCIAL GROUP, INC. / MILWAUKIE, OR.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-26
• S63 Uniform Securities Agent State Law Examination
  1993-04-22

Other Names

• Steve Schmidt