Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-08-20 |
| TX | RA | APPROVED | 2021-08-18 |
Branch Locations
2100 E Cary St, Suite 203, Richmond, VA 23223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Richmond | VA | 06/2002 | 08/2021 |
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 08/2021 |
| Lpl Financial Llc | Richmond | VA | 08/2021 | Present |
1. 02/01/2023 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other- Notary - Start Date: 11/07/2022 - 1 Hour Per Month/1 Hour During Securities Trading - Notary Public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-13 |
Reach out to this advisor