Edward Eric Sommers

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Perrysburg, OH
• 11/2016 → 10/2024
  Wells Fargo Clearing Services, Llc
  Perrysburg, OH
• 10/2024 → Present
  Raymond James & Associates
  Perrysburg, OH
• 10/2024 → Present
  Raymond James & Associates
  Punta Gorda, FL

Previous Registrations

• 2003-01-02 → 2024-11-04
  Wells Fargo Clearing Services, Llc
  Toledo, OH
  Perrysburg, OH
  Toledo, OH
  Toledo, OH
  Toledo, OH
  Punta Gorda, FL
  Rudolph, OH

Other Businesses

(1)Name of Business: Harla Farms Address: 17 Indian Creek Drive, Rudolph, OH, 43462, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 05/04/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Harla Farms owns farming related real estate. (2)Name of Business: Oxbow 9593, LLC Address: 17 Indian Creek Drive, Rudolph, OH, 43462, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 06/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in LLC which owns real estate. (3)Name of Business: PHS, LLC Address: 17 Indian Creek Drive, Rudolph, OH, 43462, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/18/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC created to hold real estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-09
• S63 Uniform Securities Agent State Law Examination
  1993-05-27

Other Names

• Eric Sommers