Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-05
AR RA APPROVED 2012-12-05
  • TX RA
    APPROVED_RES
    Since 2013-09-05
  • AR RA
    APPROVED
    Since 2012-12-05

Branch Locations

2360 Malvern Avenue Suite E, Hot Springs, AR 71901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hot Springs AR 11/2012 Present
Raymond James Financial Services Advisors Inc. Hot Springs AR 12/2012 Present
Bobby Brown Private Wealth Advisors Hot Springs AR 11/2012 01/2024
Downtown Bb Investments Llc Hot Springs AR 11/2012 Present
Brown Comstock Private Wealth Advisors Hot Springs AR 01/2024 Present
  • 11/2012 → Present
    Raymond James Financial Services, Inc.
    Hot Springs, AR
  • 12/2012 → Present
    Hot Springs, AR
  • 11/2012 → 01/2024
    Bobby Brown Private Wealth Advisors
    Hot Springs, AR
  • 11/2012 → Present
    Downtown Bb Investments Llc
    Hot Springs, AR
  • 01/2024 → Present
    Brown Comstock Private Wealth Advisors
    Hot Springs, AR
Previous Registrations
  • 2000-08-01 → 2012-12-05
    Hot Springs, AR
    Hot Springs, AR
Other Businesses

(1)Name of Business: Brown Comstock Private Wealth Advisors Address: 2360 Malvern Ave Ste E, Hot Springs, AR, 71901-8033, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: 100% owner of the RJFS affiliate DBA Bobby Brown Private Wealth Advisors, Branch ACY. I am buying 100% of Comstock Private Wealth Management and merging her office into mine. New Branch name is Brown Comstock Private Wealth Advisors. (2) Name of Business: Bullish Bear, L.L.C. Address: 226 Arlington Park Court, Hot Springs, AR, 71901, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 03/05/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Partner. (3) Name of Business: Downtown BB Investments LLC Address: 2360 Malvern Ave Ste E, Hot Springs, AR, 71901, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/29/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 100% Owner of L.L.C. that Bobby Brown Private Wealth Advisors is held in. (4) Name of Business: Ten Strike Racing, LLC 10x12 Address: 226 Arlington Park Court, Hot Springs, AR, 71901, United States Activity Type: Private Investment/Private Securities Transaction (PST) Position/Title: Investment Related: Yes Start Date: 01/27/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-08
S63 Uniform Securities Agent State Law Examination 1993-05-07
  • S65 Uniform Investment Adviser Law Examination
    1995-02-08
  • S63 Uniform Securities Agent State Law Examination
    1993-05-07
Other Names
  • Bobby Edward Jr Brown

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Hot Springs, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor