Paul Gregory Grover

Current Employers

Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-20

TX RA
APPROVED

Since 2024-02-20

Branch Locations

210 Tx-124, Winnie, TX 77665 • United States

3232 Palmer Hwy, Texas City, TX 77590 • United States

11757 Katy Freeway, Suite 100, Houston, TX 77079 • United States

3000 Research Forest Drive, Suite 190, Woodlands, TX 77381 • United States

6501 Stewart Road, Galveston, TX 77551 • United States

6363 Phelan Blvd, Beaumont, TX 77706 • United States

2156 Bayport Road, Seabrook, TX 77586 • United States

1301 Hwy 35 Bypass North, Alvin, TX 77511 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Swbc Investment Services Llc	Houston	TX	01/2007	02/2024
Osaic Institutions, Inc	Meriden	CT	02/2024	Present
Texas First Bank	Galveston	TX	02/2024	Present

01/2007 → 02/2024

Swbc Investment Services Llc

Houston, TX
02/2024 → Present

Osaic Institutions, Inc

Meriden, CT
02/2024 → Present

Texas First Bank

Galveston, TX

Previous Registrations

2007-01-05 → 2024-02-26

Swbc Investment Company

San Antonio, TX
1997-03-04 → 2006-12-31

Cetera Wealth Services, Llc

Santa Fe, TX

Galveston, TX

Alvin, TX

Houston, TX

Houston, TX

Houston, TX

Houston, TX

Laporte, TX

Texas City, TX

Hitchcock, TX

League City, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-06
S63	Uniform Securities Agent State Law Examination	1993-04-30

S65 Uniform Investment Adviser Law Examination

1993-07-06
S63 Uniform Securities Agent State Law Examination

1993-04-30