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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2020-12-18
  • VT RA
    APPROVED
    Since 2020-12-18

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

78 Center Hill, Manchester Center, VT 05255 • United States

169 North Street, Bennington, VT 05201 • United States

3198 Rt 7A, Arlington, VT 05250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Venture Group (Optionetics) Woodstock GA 01/1998 Present
Mills Watch Repair Woodstock GA 01/2007 Present
Money Concepts Capital Corp Palm Beach Gardens FL 10/2010 Present
  • 01/1998 → Present
    Global Venture Group (Optionetics)
    Woodstock, GA
  • 01/2007 → Present
    Mills Watch Repair
    Woodstock, GA
  • 10/2010 → Present
    Palm Beach Gardens, FL
Other Businesses

1. MILLS WATCH REPAIR,SINCE 2007, OWNER, REPAIR WATCHES, 10-20 HRS. MO, O DURING SECURITES TRADING. 2. Melvin Mills,20 Manor Lane, NY., will be an administrative assistant, working as an independent contractors at Money Concepts Capital Corp., investment related, 1-20% time spent on activity during securities hrs. 3. H & R Block, 1 BOICES LN KINGSTON NY, 12401. Tax Preparation/Accounting, Employee. Non-investment related, 40% time spent on activity during non-securities hrs. 4. Master Registered Financial Consultant Board, since 3/21/2025, board Member, investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-24
S63 Uniform Securities Agent State Law Examination 1993-06-15
  • S65 Uniform Investment Adviser Law Examination
    2017-07-24
  • S63 Uniform Securities Agent State Law Examination
    1993-06-15

View on SEC IAPD

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