William James Marinelli

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 06/2022
  Royal Alliance
  Wilmington, DE
• 06/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-05-19 → 2022-06-30
  Osaic Wealth, Inc.
  Wilmington, DE
  Wilmington, DE
  Wilmington, DE
  Marlton, NJ
  Wilmington, DE

Other Businesses

1) MARINELLI FINANCIAL GROUP, 16 ADDICKS CT WILMINGTON DE 19808, 04/1992, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO 40 HR/MO TRADING 2) WILLIAM MARINELLI / 1776 Pleasant Plain Road, Fairfield IA / 03/2010 / CIRA REPRESENTITIVE / INV REL / 40 HR/MO 32 HR TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-04
• S63 Uniform Securities Agent State Law Examination
  1993-04-26