Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
NJ RA APPROVED 2022-03-17
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • NJ RA
    APPROVED
    Since 2022-03-17

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Ridgewood NJ 01/2016 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 04/2018 06/2021
Unemployed Ridgewood NJ 06/2021 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 01/2022 Present
Bank Of America, N.A. Paramus NJ 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
S63 Uniform Securities Agent State Law Examination 1994-01-06
  • S66 Uniform Combined State Law Examination
    2019-02-01
  • S63 Uniform Securities Agent State Law Examination
    1994-01-06
Other Names
  • John Peter Hofman
  • John Hofman

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor