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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-17
NC RA APPROVED 2002-04-22
  • TX RA
    APPROVED
    Since 2012-10-17
  • NC RA
    APPROVED
    Since 2002-04-22

Branch Locations

2315 Airport Blvd Nw, Wilson, NC 27895 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilson NC 12/1998 Present
Bank Of America, N.A. Wilson NC 07/2011 Present
Other Businesses

I*47072FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CAPITAL HILL INVESTMENTSINVESTMENT RELATED: NADDRESS OF BUSINESS: WILSON, NORTH CAROLINA 27896NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/18/2003NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: HOLDS MY REAL ESTATE RENTAL PROPERTIESI*76440FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ACTION HEALTH STAFFINGINVESTMENT RELATED: NADDRESS OF BUSINESS:WILSON, NORTH CAROLINA 27896NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/1/1998NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SECRETARY/TREASURERACTION HEALTH STAFFING IS A HOME HEALTH CARE AGENCY I"1000249",Name of OBA: Salt & Pepper Development LLC,Address: Wilson, North Carolina,Investment Related: N,Position, Title: ["General Partner/Managing Member"],Employee Start Date: 10/1/2022,No Hours: 10, Monthly,No Hours during trading: 0,Duties: Member/Manager of LLC. Formed to redevelop historic property in downtown Wilson, and will lease the property when improvements are completed. I* 441719 For profit or not for profit: Entity For Profit Name of outside business organization: H&H Properties of Carteret, LLC Investment related: no Address of business: Wilson, NC, 27896 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 01/31/2020 Number of hours devoted: 104 yearly Number of hours devoted during trading hours: 0 Duties: Hold real estate in an LLC owned in Carteret County NC. I own a mix of commercial and residential properties which generate rental income. I also own some undeveloped property which may be sold at some point. I have property managers that assist with the daily activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-30
S63 Uniform Securities Agent State Law Examination 1993-05-24
  • S65 Uniform Investment Adviser Law Examination
    1996-04-30
  • S63 Uniform Securities Agent State Law Examination
    1993-05-24
Designations
Other Names
  • Ken Hill
  • Ken Hill

View on SEC IAPD

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