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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-17 |
| NC | RA | APPROVED | 2002-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilson | NC | 12/1998 | Present |
| Bank Of America, N.A. | Wilson | NC | 07/2011 | Present |
I*47072FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CAPITAL HILL INVESTMENTSINVESTMENT RELATED: NADDRESS OF BUSINESS: WILSON, NORTH CAROLINA 27896NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/18/2003NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: HOLDS MY REAL ESTATE RENTAL PROPERTIESI*76440FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ACTION HEALTH STAFFINGINVESTMENT RELATED: NADDRESS OF BUSINESS:WILSON, NORTH CAROLINA 27896NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 7/1/1998NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SECRETARY/TREASURERACTION HEALTH STAFFING IS A HOME HEALTH CARE AGENCY I"1000249",Name of OBA: Salt & Pepper Development LLC,Address: Wilson, North Carolina,Investment Related: N,Position, Title: ["General Partner/Managing Member"],Employee Start Date: 10/1/2022,No Hours: 10, Monthly,No Hours during trading: 0,Duties: Member/Manager of LLC. Formed to redevelop historic property in downtown Wilson, and will lease the property when improvements are completed. I* 441719 For profit or not for profit: Entity For Profit Name of outside business organization: H&H Properties of Carteret, LLC Investment related: no Address of business: Wilson, NC, 27896 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member Start date of relationship: 01/31/2020 Number of hours devoted: 104 yearly Number of hours devoted during trading hours: 0 Duties: Hold real estate in an LLC owned in Carteret County NC. I own a mix of commercial and residential properties which generate rental income. I also own some undeveloped property which may be sold at some point. I have property managers that assist with the daily activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-24 |
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