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Peter John Emigh

Mml Investors Services, LLC

Indianapolis, IN

CRD 2338214

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-03-25
  • IN RA
    APPROVED
    Since 2017-03-25

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Indianapolis IN 01/2015 03/2017
Massmutual Life Insurance Co Indianapolis IN 07/2016 Present
Mml Investors Services, Llc Indianapolis IN 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Indianapolis, IN
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Indianapolis, IN
  • 03/2017 → Present
    Indianapolis, IN
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Indianapolis, IN
  • 2012-05-02 → 2015-01-02
    New England Securities
    Indianapolis, IN
  • 2002-02-12 → 2012-05-07
    Carmel, IN
    Indianapolis, IN
Other Businesses

(1) NAME: PETER EMIGH INV REL: Y ADDR: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS IN 46240 NATURE: JACKSON NATIONAL FIXED ANNUITIES POSITION: AGENT START: 7/1/2017 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2) NAME: ARGOS FINANCIAL GROUP, INC. INV REL: Y ADDR: 8888 KEYSTONE CROSSING SUITE 1600 INDIANAPOLIS IN 46240 NATURE: DBA FOR MM/MMLIS BUSINESS POSITION: OWNER START: 4/4/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DESCRIBE DUTIES: FINANCIAL ADVISOR. COMP WILL BE PAID TO ACCOUNT IN NAME OF DBA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-03
  • S63 Uniform Securities Agent State Law Examination
    1993-05-03

View on SEC IAPD

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