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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
FL RA APPROVED 2000-10-01
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • FL RA
    APPROVED
    Since 2000-10-01

Branch Locations

480 N Orlando Ave Ste 220 [Yp-Rbo], Winter Park, FL 32789 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Orlando FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Orlando FL 11/2016 Present
Other Businesses

HIGHLAND FALLS COUNTRY CLUB; INV RELATED; HIGHLANDS, NC; FINANCIAL OVERSIGHT, STRATEGIC PLANNING FOR THE COUNTRY CLUB; FINANCE COMMITTEE MEMBER; START DATE: 11/03/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-06-06
S65 Uniform Investment Adviser Law Examination 1996-05-23
  • S63 Uniform Securities Agent State Law Examination
    1996-06-06
  • S65 Uniform Investment Adviser Law Examination
    1996-05-23
Other Names
  • Debbie Ann Rivera
  • Debbie Ann Reik

View on SEC IAPD

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