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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| TN | RA | APPROVED | 2004-02-26 |
Branch Locations
1104 Tusculum Blvd Ste 111, Greeneville, TN 37745-4091 • United States
1111 Northshore Dr Ste N-250, Knoxville, TN 37919 • United States
Knoxville, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Knoxville | TN | 07/1994 | 03/2020 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-26 |
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