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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-17
MO RA APPROVED 2012-11-01
  • TX RA
    APPROVED_RES
    Since 2013-06-17
  • MO RA
    APPROVED
    Since 2012-11-01

Branch Locations

Lexington, MO • United States

1016 Main St. Ste. E, Lexington, MO 64067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2012 Present
Previous Registrations
  • 2006-02-02 → 2010-11-05
    Plattsburg, MO
    Edgerton, MO
    Higginsville, MO
    Richmond, MO
  • 2003-10-27 → 2005-10-18
    Uvest Financial Services Group, Inc.
    Richmond, MO
  • 2001-07-30 → 2003-10-21
    Kansas City, MO
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2012, AS ADVISORY REP OF A RIA. INV REL, 5 HR/WK 1 HR/TRADING 2) RIVEROAK WEALTH MANAGEMENT LLC, 206 W 12TH ST LEXINGTON, MO, 08/2014, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HR/MO 8 HR/MO TRADING 3) RIVEROAK WEALTH MANAGEMENT LLC, 837 GOLF ROAD LEXINGTON MO, 08/2014, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 25 HR/MO 8 HR/MO TRADING 4) COMPREHENSIVE WEALTH ADVISOR/JOHN MAGGIACOMO, 837 Golf Rd, Lexington MO 64067, United States, 01/03/2025, 1099 Contractor, DBA Name, INV REL, 40HR/MO 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-20
S63 Uniform Securities Agent State Law Examination 1999-07-19
  • S65 Uniform Investment Adviser Law Examination
    2001-07-20
  • S63 Uniform Securities Agent State Law Examination
    1999-07-19
Other Names
  • Christina Lynne York

View on SEC IAPD

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