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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-01-19
  • OH RA
    APPROVED
    Since 2017-01-19

Branch Locations

6768 Loop Road, Centerville, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Centerville OH 09/2014 01/2017
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 01/2017
Royal Alliance Associates Centerville OH 01/2017 Present
  • 09/2014 → 01/2017
    Sterne Agee Financial Services, Inc.
    Centerville, OH
  • 01/2015 → 01/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 01/2017 → Present
    Royal Alliance Associates
    Centerville, OH
Previous Registrations
  • 2015-01-30 → 2017-01-18
    Birmingham, AL
  • 2007-09-07 → 2015-01-30
    Wrp Investments, Inc.
    Centerville, OH
    Youngstown, OH
  • 2002-02-25 → 2007-08-28
    Cetera Investment Services Llc
    Dayton, OH
    Dayton, OH
Other Businesses

1. PAUL MILLER POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 100 Graywood Ct., CENTERVILLE OH 45458, United States DESCRIPTION: Collect Rent 2. PAUL D. MILLER CLU LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/15/2018 ADDRESS: 6768 Loop Road, Centerille OH 45459, United States DESCRIPTION: Medicare Advantage, Medicare Supplements and Prescription Drug Coverage. 3. TAWASI MEN'S LUNCH GROUP POSITION: Board Member NATURE: Men's lunch club INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 4548 Prresidential WAy, Dayton OH 45429, United States DESCRIPTION: Meet to discuss potential speakers and group activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-06-26
  • S63 Uniform Securities Agent State Law Examination
    2002-06-26

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